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A BLOG FROM THE FAMILY BAR

...in which I ricochet from too serious to too flippant and where I may vent, rant or wax lyrical at my own whim, mostly about family law. Constructive co-ranting welcome. More...

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10 April 2022

Lying lawyers – when is a lawyer misleading the court?

It’s not uncommon to see litigants complaining on social media about lawyers lying on behalf of their clients. It’s almost as common to see lawyers getting a bit twisty about those complaints, and feeling affronted at the suggestion.

This is because honesty is fundamental to the legal profession and any suggestion that a lawyer has been dishonest is a BIG DEAL. It makes all lawyers look bad when that happens. Lawyers jealously protect the reputation of their profession – the justice system depends upon it.

But I think we can do better that just saying ‘lawyers don’t lie’. The truth is that sometimes they do – we know that because sometimes one of our regulators publishes a decision that says as much. Usually when dishonesty is proved the sanctions from our regulators are serious. A solicitor might be struck off (by the SRA), and a barrister disbarred (by the BSB) – sometimes these career ending sanctions are imposed even where the dishonesty in question is comparatively minor (because actually dishonesty is never minor for a lawyer).

I think it might be helpful to explain what the rules are about honesty and what lawyers are and aren’t allowed to do – and a bit about what they are required to do. Because what I’ve seen over the years is that what a lay person will see and describe as lies or dishonesty, is in fact usually just a misunderstanding of a lawyer doing their job. I’m going to look specifically at the rules for barristers because that’s what I know most about, but the rules governing solicitors are very similar.

Barristers have 10 core duties, of which the first three are most relevant here :

CD1 You must observe your duty to the court in the administration of justice [CD1].

CD2 You must act in the best interests of each client [CD2].

CD3 You must act with honesty, and with integrity [CD3].

In addition, there is a fourth duty I want to highlight for the purposes of this post : to keep the affairs of each client confidential (CD6)

You can find all the rules here in the Bar Standards Board Handbook, in the Code of Conduct section.

A lawyer’s main job is to represent their client BUT their duty to the court trumps that duty when they clash. To use the words of the guidance : “CD1 overrides any other core duty, if and to the extent the two are inconsistent”.

The guidance also says that the barrister’s duties to the client is subject to the duty to act honestly.

Conduct rule rC3 says a barrister “must not knowingly or recklessly mislead or attempt to mislead the court.

Sounds simple (maybe), but I can tell you that this is not easy to operate in practice. I and my colleagues have agonised over how to do right by all the rules in many cases. Most of us will have talked these ethical issues through with colleagues or with our ethical hotline before deciding how to reconcile a tension between our clients interests and instructions and our other duties – sometimes they can’t be reconciled. In those crunch cases we have to withdraw and walk away. That is not a decision to be made lightly. I’ve done it maybe three or four times in 20 years.

Let’s go back a bit to help you understand why this is actually so tricky and why people often make the mistake of thinking lawyers lie.

First up : clients lie. Not all of them, but some. Some of them lie to others, some to themselves (that is to say they might be inaccurate but actually believe what they are saying is true).

Second : it isn’t a lawyer’s job to judge which clients are lying. That’s the job of (as the title suggests) the judge. The lawyer’s job is twofold : to advise the client confidentially, and to present the client’s case (whether it be strong, so so or rubbish) to the court as best as can be done. And the barrister must do that fearlessly and independently, as long as the other conduct rules aren’t breached.

That doesn’t mean a lawyer doesn’t have a view about whether the client’s instructions are true. It is part of a lawyer’s job to advise a client (confidentially) of their view of how likely a client is to prove the facts they need to prove to win their case, and that necessarily involves thinking about how plausible the client’s account is. But a lawyer isn’t advising on the basis of what the lawyer believes is true or whether they think the client is lying: instead they are advising on how likely they think it is that the client’s account will be believed (by the judge or jury in court after the evidence has unfolded and been tested through a trial). It is quite possible for an honest client to have a case that is (for various reasons) very unlikely to be proved, or for a possibly dishonest one to have a good chance of proving facts that aren’t actually true (though the general idea is that the process should weed out a good portion of these, the system isn’t infallible – courts don’t find truth they decide what is likely to have happened).

More than that, whether a case is proved is not only about the honesty of the party or witness. Honest witnesses can be mistaken witnesses, and lots of people are just rubbish historians. Two witnesses giving incompatible accounts might both be doing their best to be honest and accurate. Sometimes some other evidence will show that what an apparently genuine witness has said just can’t be right. If the judge concludes that the witness was wrong that doesn’t necessarily mean they were lying (if a judge has concluded that the witness was lying they will generally say so). Non lawyers tend to leap from something not being proved or something having been proved as long as equivalent to a lie by the person asserting it, and as equivalent to a slam dunk that automatically means that person or party should lose. But that isn’t how the system works.

Because of the way the court process is structured, a lawyer quite often has to present the facts of the case that they might suspect (possibly even strongly) are not true or accurate. They might have a hunch that the client is not telling them the truth, they might know that the client has not been honest about some other things and might be worried that they are not being told the truth now. They might have formed the view that the client is not going to be a very good witness, or that they have subconsciously filled in the gaps in their memory in retelling their story (this is a known phenomenon). But at the end of the day, the lawyer’s job is to present the case so the judge (or jury in a criminal case) can decide where the truth lies. It is not unethical to do so, even though for someone on the other side of the case who knows (or believes) that the client is lying, it can be hard to stomach.

A lawyer with such a client walks a fine line between ‘respectful skepticism’ and forming a view. Challenging a client in private about the apparent inconsistencies or weaknesses in their account is part of the job, but it is also part of our role to suspend disbelief – a lawyer who either believes a client too much or takes too skeptical a view of an apparently dishonest client is going to end up at risk of doing a poor job when presenting the case because they’ve lost their professional distance. So we try to stay objective. Clients who demand in conference to know whether I believe them are often disappointed and taken aback when I decline to answer, telling them its not my job and the thing they need to worry about is whether the judge will believe them. Clients (honest ones and dishonest ones) think they need a lawyer who believes them. But that is not actually what they need. They need a lawyer who will listen to them, and who will be open minded, and who will then tell them honestly before the show that they think the judge is never going to buy this, or that there is a risk they won’t (as appropriate) – and who will go on and run their case to the best of their ability based on informed instructions from a client who knows the risk. If my client wants to lie to the court that is their risk. They will have been warned. If my client wants to give a difficult to win case a good shot then I will do my best to get them home. Sometimes we win cases that looked weak before the start of the trial. Sometimes we lose cases that looked like a dead cert.

For my part I can think of many cases where I’ve had to present a case where I suspected the client was not telling me or the court the full truth. Frankly, in my line of work its very common – some might say in many family cases at least one party has to be telling fibs, although I tend to think that genuinely different perspectives, subconscious rewriting of history to dampen emotional pain and fallible memory are more often to account for incompatible histories.

If I only represented clients who I was confident or sure were totally honest not only would I be out of work but many many parents would go without the legal representation that they deserve and need. Even dishonest parents deserve representation. And as we often submit to judges in line with a case called R v Lucas, witnesses lie for many reasons – shame, embarassment etc. And just because someone has lied about one thing doesn’t mean they have lied about everything. Nor does it mean that their case is necessarily bad, it just means that the judge has to think really hard before accepting their evidence on the facts.

There are of course quite intentional, manipulative and persistent liars in the family and other courts. Some of them are my former clients. Only last week there was a published judgment awarding (unusually) costs against a mother who had been found to have made up various things in an attempt to scupper a father’s contact. So there are potential consequences where dishonesty is proved, and of course there were consequences for the father and children in that case whose relationship was impacted by the lies or at any rate by the delay during the process of sorting out the truth from the lies.

Imagine this : you are a parent who has been assaulted by your partner. They say you have made it up. You have no ‘evidence’ – no pictures of injuries, nobody saw it happen. You didn’t tell anyone at the time and you stayed. From the outside it was a happy family. You have now told the police about this but realise that you’ve got your dates muddled, all the events blur into one and you’ve mixed up one assault with another. You’ve ended up giving unintentionally inconsistent accounts. You are traumatised, you can’t remember all the details or the sequence very well. You remember smells and odd snippets but not what started the argument. You are worried your account might not be believed. Would you want your lawyer to judge your honesty and decide whether to represent you based on that hunch? Because it would be a hunch if I made my mind up about that before sitting through the evidence, before seeing your evidence tested, before testing the evidence of your assailant. I know this because I have gone through this process so often over 20 years. You appraise the evidence on the papers, you meet the client – are they likely to be a credible witness, are they going to fall to pieces, clam up or fly off the handle when they get in the witness box? How plausible will the other party be? But you never know. You never know until they get in the box. You never know until the last question is answered. Sometimes the strongest looking case springs a leak after the first question and sinks rapidly from thereon in, whilst sometimes a client you thought would be a disaster gives, under pressure, a coherent, plausible and detailed account of what is obviously their lived experience. Sometimes a witness you thought you had nothing to ask proves your case for you the minute they open their mouth and sometimes a witness you thought you’d be able to cross examine very effectively is utterly impenetrable.  And sometimes, it has to be said, you think the trial has gone in one direction and the judge then takes a completely different view and believes the witness you thought was not remotely credible. This is known as ‘litigation risk’.

So. To go back to the original issue : when a lawyer says ‘my client was assaulted five times in 2021’ (or whatever fact it is they are asserting) they are not misleading the court if, at the time they said it, the lawyer strongly suspected it wasn’t true and it had all been made up. They are not misleading the court if it turns out that allegation isn’t proved. They have not misled the court even if the judge positively concludes it was a lie on the part of the client. They have presented their client’s case, which is their actual job. The lawyer is not a liar.

So, when exactly would a lawyer be misleading the court? Well, if my client was running a case based on the assertion that they had been assaulted five times in 2021 but they then told me in confidential discussions that in fact they had not been assaulted five times in 2021, or that in fact they hadn’t been assaulted at all in 2021, but they want me to go ahead and run the five assaults case anyway – then if I go ahead and assert that there were five assaults when I know they haven’t taken place I am misleading the court.

If, after giving evidence that they were assaulted five times in 2021, the client then admitted to me that this evidence wasn’t true I cannot make any further assertion that the assaults happened without misleading the court because NOW I know that the case has been run on a false basis and the client has lied. In fact, I now have a positive duty to correct the position by actively telling the court about my instructions (because my mere silence would be misleading). And if the client won’t consent to me correcting the record I have to walk. That is because I can’t reconcile my duties to the client (including my duty of confidentiality in relation to their instructions) with my duty not to mislead. I can only continue acting if the client agrees to me setting the record straight. But I can’t breach my duty of confidentiality either – so I have to walk (there are VERY limited circumstances where a lawyer can breach confidentiality – basically a credible threat to life or limb can justify it. I’ve done that three times in 20 years and I think that is probably a high rate. I guess I’m unlucky that way).

These conversations about correcting an error or disclosing something unhlepful (I’ve had them many times) are really tough conversations. They come up particularly often in family cases because a duty to disclose material which is unhelpful to my client’s case often arises in cases involving children even without there being any dishonesty by the client. There is a lengthy guidance note produced by the Bar Council about this which I’ve re-read many times over the years. I’ve been sworn at, called names, sacked and cried on in the course of explaining that I can’t carry on acting and withhold this information. Most often the client reluctantly agrees to the necessary disclosure.

Of course, there are some submissions a lawyer may make which are based upon a reading of the papers and their own knowledge of events at previous hearings. A lawyer must make sure that their submissions on these points are accurate (whether in a case outline or chronology or skeleton argument) – for example in reminding the judge of what happened at the last hearing, or when a particular step in the proceedings was taken. If a lawyer subsequently realises they’ve made a mistake about something of that sort then they need to correct it – to say nothing would amount to misleading. Lawyers take this pretty seriously – if you watch you will sometimes see lawyers making a point of correcting something which seems pretty petty in the grand scheme of things – this is the lawyer squaring off some inadvertent factual error with the code of conduct – making absolutely sure the court doesn’t wrongly rely on a mistake they made.

So, that is an account of how it is that a lawyer may well say something that isn’t true, but that this doesn’t make them dishonest.  Never forget that you only hear what the lawyer says in court. You cannot know whether the lawyer believes their client or doubts them. Their demeanour is not going to help you here because a lawyer cannot act against their client’s interests by making plain an adverse personal view – poker faces are the fashion here. For all you know they may well have sternly warned their client they are likely to be disbelieved before going on to do the advocacy part of their job and presenting the case they are given.

The system is designed on the notion that this leads to a sound result because each party will have a lawyer doing the same thing – it can become unbalanced when one party doesn’t have a lawyer, but that isn’t the fault of the lawyer, it’s the fault of the system and (depending on your view) the fault of the Government for cutting back legal aid.

The lies told in court almost always belong to the party or witness. Except on those occasions where a lawyer in breach of the most fundamental rules that govern their entry to the profession and their conduct within it, decides to knowingly tell a lie to save the client or their own skin (for example to cover up a mistake). Those lies when told are rightly potentially career ending. And because of that fact they are also pretty rare.

 

 

PS : There is a whole other blog post I might write here about professional witnesses who lie, but that is not this post. The TLDR of this unwritten post is probably : yes they do sometimes lie, I know because I’ve seen and proved such lies – but they don’t lie as routinely as is often asserted – being wrong or inaccurate is not necessarily dishonesty etc etc.

Related

14 Comments

  1. Andrew

    Superb as ever, but watch this space for the usual Trojan horses to come flying out of Pandora’s box, as Ernie Bevin would have said?

    Reply
    • MJR

      If, for example, a lawyer takes out a summons against a defendant based on his client’s false particulars of claim then that lawyer will have to abuse the court’s process to make his client’s case stand up. And he can only do that by lying. It happened in Surrey back in the 1990s.

      Reply
  2. MW

    This chance finding has given me hope, and too a sense of mental relief, why because the open and very honest comments with the article. There is a difference when using know false evidence against an error in that evidence. I have a case where the evidence is based on fraud, forged
    Forged documents, false declarations, misrepresentation a few mute points. I lost the court case 2020. [edited] They did and only released after a DSAR which came 12 months after that request, more important. 3 months after the courts case I lost. ???

    Reply
    • John McCormack

      I am so glad there are people in the world who keep the public in the loop. I recently lost a personal injury case to fundamental dishonesty, in my opinion because the judge has no idea what type of work I did and still do. I am looking for someone to help me appeal it, my biggest problem is my solicitors were no help after the case because I googled appeals and you have 21 days to appeal. My solicitors sent me on my barristers notes a month after the trial closing. Not fair is it. My biggest issue is tje fact tje defence barrister in his opening questioning of me showed the court false evidence. A video of me working driving a tractor. I took that video in Sept 2023 not in Jan 2020 and I can prove it. Also other Facebook posts where there is evidence its not me in the videos. The judge never asked me if I could show proof. There is no justice in this country. Oh and according to my barrister the defence barrister told him I believe your client is telling the truth. So again how is this fair..

      Reply
  3. JAO

    At the opening of a Crown court trial, the prosecution barrister clearly told the Judge (transcript available) that a video recorded statement in regard to the sexual assaults and rape on the indictment (CJA 1988 Sec 32) was made when the witness was 16 was not now admissible as she was now 17. Totally incorrect.
    The judge accepted this as correct and neither the video recorded statement nor the video link were used to protect a vulnerable witness.The court has just been misled. The defence barrister failed to inform the court (CD1) that it has been misled. Prohibitive questioning by the prosecution curtailed the victim’s evidence resulting in a further prosecution witness being sent home, her vital evidence unheard. The prosecution barrister failed to inform the CPS of his intention to withhold the video recorded statement and the prosecution witness.
    The defendant, employed by a large solicitor’s practice at the time of his arrest, was acquitted.

    Reply
  4. Z

    Hello, can I have a chat with someone as soon as possible? I’m the respondent in a family court on a divorce case in London. I recently attended a part 25 as part of the divorce proceedings, and on the d11 application form the applicant solicitors clearly lied/and embellished the application to obtain an urgent date.

    I was a litigant in person.

    The barrister representing the applicant, in the family court on the part 25 application also lied three times. I challenged the barrister myself to produce the evidence but he just repeated the lie. The judge was not interested in me unraveling the Lie. Just to getting to a conclusion which I understand is normal.

    Both lies by the barrister and the solicitors firm on the d11 application were procedural. For example (1) that I had not followed the financial order (2) that the applicant had given me the briefs before August 2022.

    I have written to the applicants solicitor asking them to provide proof of their embellishments on the d11, and they have no repliedand. I have also written to the barrister asking if he said the lies, as I understood them, but he is refusing to reply in a clear manner.

    I’m interested in holding the law firm and the barrister to account.

    I’m very specific about how I do my work and I was quite upset with the way they bullied and treated me.

    I would like to engage with somebody to see if they can help, obviously paid work to see if this has legs and how I can move this forward.

    I am sure that as you’re from the legal profession you do not want solicitors or barristers lying in court as it undermines the whole legal system.

    I know that professionals do not like holding to account professionals in the same industry. This is true of surgeons the police or any other profession. I think lawyers should be different as they uphold the law.

    As this is a public forum I have not mentioned the solicitors or the barrister or the family court that I attended, but happy to divulge the specifics with timelines.

    Reply
    • familoo

      This is not something I have the capacity to deal with. In any event I do not generally undertake professional conduct work.
      I do not accept instructions via this blog.

      Reply
    • S

      Did you get anywhere with this? I am in a similar predicament. Bank statements withheld, forged termination of employment , alimony cut post adjourned FDR once ordered to disclose, writing to court to delay hearing by 5 months, not answering court ordered questions on forgery. Barrister denying I addressed it prior to court (I have emails and their reply denying it) . They claimed I hadn’t served a D11 to judge which i had. I sent it to them and courts.

      So intentionally draining me of funds, litigant so I can’t pursue the case. Is there weight or direction in raising a complaint unethical practice as a litigant?

      Reply
  5. David S

    Thank you. This is as I have suspected and have written my claim accordingly. It’s a minor civil issue, but it is still most useful to read this.

    Reply
  6. PJW

    Whay happens when the lying Barrister is the lying applicant. Do the Bar standards still apply to lying Barristers when they are acting as litigants not representatives?

    Reply
    • familoo

      That’s far too cryptic for me to answer.

      Reply
      • PJW

        edited for legal reasons

        Reply
        • familoo

          Hello PJW,
          I’ve edited your comment for legal reasons. It doesn’t sound very hypothetical so I’m not going to publish it. And I don’t give legal advice on this blog.

          Reply
  7. Frank Allen

    As an HR professional I do agree that most lying comes from clients and witnesses, but doesn’t mean that legal professionals don’t lie. Some do and I’ve reported them as it is my duty to do so.

    Reply

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